VIEW SERVICES
ONLINE ASSESSMENT
ESTABLISHED IN APRIL 2018 IN CAPE TOWN THE COMPANY IS AN UNCOMPROMISED INDEPENDENT COMPLIANCE SERVICES COMPANY FOR FSPS.
We aim to address the needs of our clients appropriately and to mitigate risks. It is part of our culture to develop and assist our Financial Advisors with effective practice management and to provide practical support services. We assist in growing FSP’S through facilitating Internship placements.
Our Mission
To deliver advice and unbiased direction to Financial Advisors to ensure their continued existence to operate a sustainable business in an ever-changing regulatory environment.
Glenn Burjins
OUR
SERVICES
Holistic Compliance Management & Risk Management provides the following services:
FICA
POPIA TRAINING
COMPLIANCE & MONITORING FSP’S
SUPERVISORY SERVICE MONITORING
WORK PLACE SKILLS PLAN
REGULATORY EXAMS: TRAINING
FSCA LICENSING & PROFILE CHANGES
COMPLIANCE MONITORING SERVICE
TREATING CUSTOMERS FAIRLY
SUCCESSION PLANNING
eLEARNING
COURSES
View our available courses and assessments below.
HOW eLEARNING WORKS
1. Register an Account
Start the process by registering your own private account where all your courses will be saved for easy access.
2. Choose your Course
We have a variety of courses to choose from. Each course has a designated amount of CPD points assigned to it.
3. Payment
You will be directed through the secure online payment process.
4. Online Learning
Your courses have lifetime access so you can learn at your own pace.
5. Certificate
Once you have completed the course you will be quizzed and issued a certificate.
6. Earn CPD Points
Once you have completed the course you will be awarded the specified CPD points.